Securities and Exchange Commission

Recent Articles

Smith & Wesson (SWHC) to Pay $2M in SEC Bribery Case

Smith & Wesson has agreed to pay a $2 million penalty from the Securities and Exchange Commission (SEC) over bribery allegations. More 

BYD: Boyd Gaming Surges on News of Elliott Stake

Regulatory filings indicate that an activist investor has take a stake in casino operator Boyd Gaming, sending BYD stock surging on Tuesday. More 

Fired Microsoft Employee Charged With Insider Trading

A former Microsoft employee is facing insider trading charges after allegedly passing confidential information to a day-trading partner. More 

Former SAC Trader Faints Before Insider Trading Guilty Verdict

A federal jury has convicted a former SAC Capital Advisors employee of insider trading and conspiracy. More 

JCPenney Faces SEC Inquiry Over Finances

Struggling retailer JCPenney says the Securities and Exchange Commission has requested information relating to its finances. More 

Wednesday Apple Rumors: Battery Issues Hit Some iPhone 5s Units

Apple to replace some iPhone 5s units with poor battery life; Wi-Lan mulls sale after Apple patent loss; and Apple spent $4.5 billion on R&D in 2013. More 

Crowdfunding Rule From SEC Means Anyone Can Be a VC

According to the new SEC crowdfunding rule, now startups can raise funds online from investors of any income level. More